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GAAIGlobal Association of AI
GAAI Audit & Verification™

GAAI AI Audit

Independent Examination of Applicable AI Practices.

A GAAI-related AI audit evaluates applicable organizational practices, controls and evidence against the relevant requirements and scope.

An audit having taken place does not mean an organization is verified. Audit produces findings and a report. Verification is a separate GAAI decision made on qualifying results, within the applicable scope.
Audit areas

What an Audit Examines

The same sequence applies whatever the organization or the scope, so results can be compared and defended.

  • Audit Planning
  • Scope Definition
  • Risk Assessment
  • Evidence Collection
  • Control Assessment
  • Testing
  • Findings
  • Corrective Actions
  • Audit Reporting
  • Reassessment
Audit process

Evidence, Tested and Reported

The audit must be performed according to applicable GAAI requirements, including independence and conflict-of-interest requirements.

PLANEstablish audit objectives, approach and resourcing.
DEFINE SCOPEAgree the systems, processes and requirements in scope.
COLLECT EVIDENCEGather sufficient, relevant and reliable evidence.
TESTTest whether controls operate as intended in practice.
EVALUATEEvaluate practice against the applicable requirements.
REPORTReport outcomes in a consistent, defensible format.
CORRECTAgree remediation and expectations for closure.
REASSESSRe-examine as remediation completes and AI use evolves.

Evidence That Stands Up to Examination

Consistent audit practice, independent judgement and findings that can be defended.

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